OMS Modernization
Driving Execution Quality, Revenue Leverage, and Regulatory Confidence
Many firms approach OMS replacement as a tactical upgrade driven by vendor obsolescence or regulatory pressure. This narrow view leaves material value unrealized.
A modern OMS is a revenue, risk, and operating-model enabler. When executed correctly, modernization improves execution quality, liquidity access, client differentiation, supervisory control, and operating leverage—while reducing latency, manual intervention, and regulatory exposure.
Future-ready trading desks must invest in flexible, metrics-driven OMS platforms that scale with volume, support multi-asset trading, and enable differentiated client services without linear cost increases.
MAXIMIZING MUTUAL FUNDS
Opportunity That Meets The Challenge
OMS modernization must deliver measurable improvement across front-office performance, middle-office controls, and regulatory outcomes.
AS TRUSTED ADVISORS OUR EXPERTS HAVE IDENTIFIED KEY CHALLENGES FOR FIRMS LIKE YOURS
MARKET DATA &
LATENCY CONTROL
Managing high-volume, low-latency market data across exchanges, ATSs, and internal liquidity—while ensuring deterministic behavior during volatility.
ALGORITHMIC TRADING
AT SCALE
Supporting client-specific algos and routing logic with real-time monitoring and kill-switch controls, A/B testing and performance attribution, independent validation and governance.
MULTI-ASSET &
CROSS-MARKET TRADING
Unifying equities, options, fixed income, ETFs, Capital Markets, and cross-border flows across desks in a single OMS while preserving market-specific rules and regulatory requirements.
DATA, REPORTING & TRANSPARENCY
Delivering real-time and post-trade reporting for best execution and client transparency (CRM), internal P&L and exposure analysis, regulatory reporting and surveillance
REGULATORY &
SUPERVISORY DEMANDS
Balancing in-house vs. vendor reporting while maintaining independent validation for CAT, 606, and supervisory workflows.
Each challenge touches multiple business lines and systems, making cross-functional alignment and architectural integrity essential.
Adeptyx Next State
Adeptyx specializes in sell-side trading systems modernization, with expertise spanning order entry, FIX connectivity, OMS/EMS integration, clearing interfaces, and regulatory reporting. Our Next State framework modernizes OMS environments without disrupting trading operations—improving execution efficiency, supervisory control, and scalability across proprietary and vendor platforms.
CURRENT STATE
Map order flows, client connectivity, data lineage, latency points, and compliance controls.
FUTURE STATE
Design a scalable OMS architecture that supports higher order volumes, multi-asset expansion, client-level differentiation, and regulatory resilience.
PROOF OF
CONCEPT & TEST
Build controlled test environments across OMS, EMS, market data, and reporting systems to validate performance and compliance before production.
IMPLEMENT &
INTEGRATE
Manage configuration, FIX logic, data models, automation, and post-launch stabilization.
RESULT: A future-ready OMS that enables faster execution, improved regulatory confidence, lower operational risk, sustainable revenue growth
Your Roadmap. Our Resources. A Strong Partnership.
Deep Sell-side Trading Expertise
OMS/EMS platforms, FIX infrastructure, market data, regulatory reporting, and supervisory systems.
Investment System Depth
We bring expertise across optimization engines, risk models, OMS, portfolio accounting, and data platforms.
Embedded Delivery Model
We work directly with your trading, technology, and compliance teams to accelerate delivery and knowledge transfer.
Track Record with Leading Firms
Our consultants have driven successful technology initiatives for firms including Vanguard, Fisher Investments, and Manulife.
Practical, Scalable Engagements
From discovery to implementation, we tailor our approach to fit your roadmap and resources.
Case Study – we've done this before
A top U.S. retail broker engaged Adeptyx to modernize its systems by replacing an on-prem OMS with a hosted vendor solution with a scalable multi-asset trading architecture.
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We delivered a custom low latency FIX engine integrated with order entry and OMS platforms
CAT and EBS reporting with independent data validation
API-driven automated testing and real-time drop-copy monitoring
Cross-OMS connectivity across U.S. and Canadian markets
Improved regulatory alignment and reduced operational risk
“Adeptyx understood both our trading workflows and regulatory obligations. Their team delivered a modern OMS architecture without disrupting production.”
— Head of Trading Technology, U.S. Broker-Dealer
Ready to start your modernizing your OMS?
​Adeptyx provides specialized consulting for investment management firms, delivering expertise across trading systems, portfolio platforms, fund accounting, and infrastructure. We embed domain experts who understand your business imperatives, helping accelerate delivery on highly strategic technology and operational initiatives.
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