Sarbanes-Oxley (SOX) Compliance Consulting Services

Richard Tweed serves as President of Adeptyx, bringing extensive leadership experience in the investment management consulting sector. He steers the firm's national team toward delivering unparalleled services and innovative solutions for asset and wealth management clients. Richard's expertise spans Portfolio Optimization, Order Management, Currency & Cash Management, Data Modeling, and Project & Program Management. Throughout his career, he has led cross-functional teams in developing inventive solutions for global enterprises, consistently delivering business-critical applications through structured requirement workshops, workflow reviews, process redesign, and thorough risk assessment. As President, Richard is deeply committed to ensuring Adeptyx clients receive strategic, high-impact guidance tailored to their unique operational challenges. His proven track record of successful project delivery reinforces Adeptyx's reputation as a trusted advisor to leading investment management organizations across the United States.

Ari Fuad is the Founder of Adeptyx, bringing more than 25 years of management and financial systems project and operational experience to the firm. His background spans strategic business and technology planning, portfolio management and trading systems implementation, operational design and redesign, and compliance and risk management. Ari established Adeptyx to tackle complex, unstructured problems within investment management, drawing on his extensive experience leading large, multi-year projects for multi-national organizations, including teams of more than 20 professionals. Under his leadership, Adeptyx has grown into a nationally recognized consulting practice serving asset managers ranging from boutique firms to institutions managing over $10 trillion in assets. Ari's vision continues to drive the firm's proprietary methodologies and its commitment to delivering scalable, future-ready solutions for clients across the investment management industry.

Runar Andersen serves as Partner at Adeptyx, bringing decades of best practices and systems experience in investment and wealth management to the firm's clients. He specializes in project management, business process analysis, and system selection and implementation, helping organizations navigate complex operational and technology transitions. Runar's deep industry knowledge allows him to guide clients through structured evaluations of existing systems and processes, identifying practical opportunities for improvement and modernization. His collaborative approach ensures that engagements are tailored to each client's specific needs, whether they involve legacy system replacement or workflow optimization. As a Partner at Adeptyx, Runar is committed to delivering dependable, results-driven guidance that helps asset and wealth managers strengthen their operational foundations and achieve long-term efficiency gains.

Rich Hanson is a Principal at Adeptyx and a passionate implementation leader in the investment management industry with over 30 years of experience. He has led large cross-functional teams across the United States and globally on strategic initiatives including systems implementations, mergers and acquisitions, cyber security readiness, vendor and outsourcing governance, data management, and process re-engineering. Rich's recent project successes include managing implementations of Charles River Development, IHS Markit, Eagle Star/PACE, Vestmark, and the Revport billing system. His extensive hands-on experience with leading industry platforms makes him a valuable resource for clients navigating complex technology transitions. Rich is dedicated to guiding clients through every phase of implementation with clarity and precision, ensuring strategic initiatives are delivered on time and aligned with long-term business objectives.

Lars Ranger serves as Partner and Head of Business Development at Adeptyx, where he is responsible for driving revenue growth through effective client acquisition, relationship management, retention, and strategic partnerships. With over 19 years of experience, Lars has established strong business relationships with some of the world's leading and most innovative brands. As a business development, partnership, and marketing leader, he brings a strategic, creative, and collaborative growth mindset that helps organizations build long-term revenue streams and lasting business relationships. Lars plays a key role in expanding Adeptyx's national presence and connecting the firm's expert consultants with asset and wealth management organizations seeking trusted advisory partners. His client-focused approach ensures that every new relationship is built on a foundation of trust and mutual value.

Chris Essex is a Senior Consultant at Adeptyx and a highly skilled Data Architect and Engineer with over 30 years of deep experience in financial services. He has worked across a broad range of organizations, from startups to large bulge bracket banks, proprietary trading firms, and asset management companies. Chris excels in designing, modeling, architecting, and engineering financial data solutions that help firms optimize their data resources for enhanced business value. Known for his collaborative style, he works effectively both within teams and as an individual contributor, bringing pragmatic yet effective approaches to solving client data management challenges. Chris consistently delivers results on time and within budget, making him a trusted resource for organizations seeking to modernize and strengthen their data infrastructure.

Chris Smith is a Senior Consultant at Adeptyx with 25 years of sell-side expertise specializing in financial services, global deployments, strategy, and mergers and acquisitions. He possesses a deep understanding of global equities, cross-functional trading system lifecycles, technologies, operations, compliance, and regulatory reporting. Chris is particularly skilled in integrating Order Management Systems (OMS) across Equities, Options, and Convertible Bonds, as well as merging technologies during complex M&A transactions. His broad experience across the full trading lifecycle allows him to provide clients with practical, well-informed guidance on system integration and operational strategy. Chris is committed to helping clients navigate technology transitions smoothly, ensuring regulatory compliance and operational continuity throughout every engagement.

Gint Rimas is a Senior Consultant at Adeptyx with over 20 years of experience at the intersection of technology, investment management, and workflow automation. He specializes in tax-aware portfolio solutions and optimization frameworks, bringing deep expertise in translating complex investment management requirements into scalable technology solutions. Gint's specialized knowledge helps asset and wealth management clients implement systems that improve after-tax investment outcomes while streamlining operational workflows. His ability to bridge technical and business requirements makes him a valuable partner for firms seeking to modernize their portfolio management capabilities. Gint is dedicated to delivering practical, well-architected solutions that address both the technical and strategic needs of Adeptyx's clients.

Peter Sealy is a Senior Consultant at Adeptyx and an accomplished Senior Program Manager with over 20 years of experience leading cross-functional teams across the global financial services industry. He specializes in project delivery, problem resolution, and applying Agile Scrum methodologies to foster transparency and drive continuous improvement. Peter's expertise spans program and project management, software engineering, vendor management, team training, and reengineering large-scale systems to enhance performance. His structured, results-oriented approach helps clients navigate complex initiatives with confidence, ensuring that strategic technology and operational projects are delivered efficiently. Peter is committed to fostering collaborative team environments and driving measurable improvements for every client he serves at Adeptyx.

James Harris is a Consultant at Adeptyx and a seasoned FinTech professional specializing in technology-driven solutions for Alternative Investments. Prior to joining Adeptyx, James was an early member of iCapital, contributing significantly to the company's rapid growth and global expansion. He has deep expertise in Agile development workflows and database architecture, enabling him to translate complex business requirements into scalable, efficient technology solutions. James's background includes leading cross-functional teams through full project lifecycles, ensuring close alignment between engineering, operations, and client objectives. His experience in the alternative investments space makes him a valuable asset for clients seeking innovative technology solutions, and he remains dedicated to delivering practical outcomes that support long-term business growth.